In 1922, F.M. Stenton published one of the most informative and concise
introductions to English private charters of the post Conquest period
that has ever been written.(1)
His contexts were the largely twelfth- and
thirteenth-century charters of five Gilbertine houses in Lincolnshire,
preserved in early fifteenth-century transcripts on the Exchequer
Memoranda Rolls.(2)
Because only five percent of the nearly 200 charters
in his edition were dated precisely to the year in which they were
issued, his main concern was to identify characteristics by which
earlier documents could be distinguished from later ones. Those
characteristics invariably translated into the increasingly formulaic
nature of the charter as it developed from the reign of Henry II (1154-89)
to that of Henry III (1216-72). The point of departure was the
royal writ and the pervasive influence of the royal justice system:
``...the general submission of the greatest men in the land to the
ruling of the king's justices upon the phraseology of a charter which
is to be [considered] valid is one of the most remarkable results of the
work of Henry II and the men who were trained in his court.''(3) The
``victory of common form,'' Stenton argued, was ``the victory of the
king's judges''.(4) He was convinced that charter chronology was
inextricably tied to the growth and development of formulae in the
document.
Typical of the twelfth-century charter, but noticeably less common
from the early years of the thirteenth, was the use of specific
greetings in contrast to the unaddressed notification;(5) of third party
consent as opposed to first party warranty;(6) and of vague, in comparison
to the progressively more accurate, topographical identification of
landed property.(7) Furthermore, while the wording of twelfth-century
charters seldom defined the social status of a tenant, thirteenth-century examples made the distinction between the servile and the free
quite clear.(8) The twelfth-century conveyance treated churches like any
other property; that of the thirteenth concentrated on the advowson.(9)
By the second quarter of the thirteenth century, the sealing clause had
become a common form of confirmation.(10)
Subsequent editors have profited from Stenton's guidance, but few
have achieved his scope let alone expanded significantly on his
carefully laid foundations. Many disregard the question altogether.
Some have reiterated the importance of royal precedents,(11) the
development from assent to warranty,(12) the increasing precision in the
description of landed property,(13) and the growing use of the seal for
authentication.(14) Others have noted evidence of broader chronological
range in charter form. Whereas Stenton associated the ceremonial taking
of an oath and pledging of faith with documents of the twelfth century,
Philippa Brown has found pledging to be common in the first half of the
thirteenth as well.(15) In contrast, it was probably Stenton's statement
that grants to religious houses ``in free, pure and perpetual alms''
were a ``perfected formula of the thirteenth century'' that prompted Una
Rees to conclude that ``the phrase `in puram' before `perpetuam
elemosinam''' in a confirmation of Henry II was ``inconsistent with a
date early in the reign''.(16) Further indicators for dating by form have
been found in distraint clauses attached to the grant of a rent,(17) in the
wording of titles,(18) in a charter's temporal role vis-à-vis the livery
of seisin(19) and, from the late thirteenth century, in formulae allowing
enfeoffees total freedom over the alienation of property received.(20)
The importance of the formula as a mechanism for dating medieval
charters has nowhere been better expressed than by Wendy Davies in her
detailed study of the Llandaff charters: ``It is a commonplace that
genuine charters of the same place and period normally use the same or
similar formulae to express similar acts and intentions.''(21) However,
the question invariably arises as to how much other documents have been
subjected to what scholars variously describe as ``alteration'',
``editorial contamination'', ``fabrication'', ``rehandling'',
``reworking'', or simple ``forgery''. Davies adds that the problem with
corrupt charters in her collection ``is one of explaining both the use
of the same formulae in different charters and the very complex pattern
which the sum of different usages presents.''(22) There can be no doubt
that just as charter formulae change over time and place in response to
constant modifications in social circumstances and legal policies, so
the content of early charters may have been adjusted by later copyists
to conform to current conditions.(23) On the other hand, such emendations
are far more likely to occur in papal, royal and episcopal charters
which convey privileges than they are in the much more numerous private
charters. Several points are to be made in this context. The first is
that reworked charters may be considered genuine if they have been
formally approved by the grantor, his successors, or a legitimate
superior authority, in the form of a confirmation or an inspeximus.(24)
Secondly, the introduction of new terms or formulae to a given act might
lead the unwary historian to misjudge the original date of composition.
Yet it has been pointed out that from a statistical viewpoint, such
insertions occur too rarely to mask the original syntax.(25) Even in cases
exhibiting numerous changes, the prototype is seldom obliterated.(26) In
fact, if the text of a charter is considered as a whole, the date of
composition of the different stages may be identified by the currency
of the word patterns and formulae appearing in it. Finally, the concern
that cartulary copies of charters may have been badly corrupted by
scribes during one or a series of subsequent recopyings is probably
exaggerated. Generally speaking, professional medieval English scribes
working with legal materials in the post-Conquest period were well
trained and made accurate reproductions of the texts. It has been shown
that even after five recopyings, twelfth-century charters appearing in
a fifteenth-century cartulary remained faithful to their original
forms.(27) Changes in later recopyings tend to consist of emendations to
the spellings of place names to conform to contemporary usage, of
abbreviations of the terms of a conveyance, and of reductions or even
elimination of the witness list.(28) While abbreviation will certainly
reduce the number of forms available for examination, none of these
changes are likely to affect the structure of the forms themselves.
In the absence of precise dates, or datable events, written into
the text of a document, historians have had recourse to a variety of
internal and external indicators allowing the determination of
approximate or circa dates. By far the most common method of internal
dating is the association of names in a given undated document with
their identifiable counterparts in dated sources.(29) Obviously, the
greater the number of identifiable names and date ranges available, the
greater the potential for determining an accurate date. However,
problems do arise. There are cases in which witnesses from older
sources have been appended to later lists,(30) and there are lists
containing names that have exact counterparts in preceding or succeeding
generations.(31) The greatest difficulty of all is that in many cartulary
copies, especially the later ones, the witness lists are truncated or
omitted altogether.(32) In such situations, the task of assigning anything
but broad date ranges has proved to be exceedingly difficult.
Occasionally, a terminus post quem for a series of charters can be
achieved by determining the date of compilation of a cartulary or its
component sections.(33) Finally, in the case of original documents and to
some extent even of cartulary copies,(34) there is the test of handwriting,
but this too has its limitations within the period under consideration:
``The evidence of handwriting will always distinguish a document written
under Stephen from one written under John: it will by no means always
determine whether a document was written under Henry II or in the
earliest years of Henry III.''(35) For Stenton, handwriting could provide
a valuable supplement to the dating process, but, he argued, ``in a
conflict between the evidence of handwriting and that of formulas the
evidence of formulas is generally to be preferred.''(36)
There can be no doubt that in the absence of witness lists, or a
sufficient number of identifiable names within the body of a charter,
the best alternative for establishing the document's date is a study of
its formulae and word patterns. Despite Stenton's insistence on the
importance of formulae for this purpose, however, the great majority of
the examples he cites do no more than distinguish between the documents
of Henry II and Henry III, representing a quarter century at minimum,
or more generally between documents of the twelfth and thirteenth
centuries. Using all the methods at his disposal, he is in the end
obliged to explain ``the wide limits of time which are assigned to
charters in [his] book'' by the lack of a date within the text.(37) After
so much effort to establish valid chronological distinctions among
charters that are representative of most medieval English cartularies
and collections of original conveyances, it turns out that the
methodology is not, in fact, very useful.
When Stenton produced his edition of the Gilbertine charters more
than seventy years ago, the dating especially of private charters by the
identification of named parties was little more effective than dating
by formulae because the pool of names available for comparison in
printed sources was relatively small. Since that time, tens of
thousands of historical documents have been published, making dating by
association of names an increasingly accurate procedure. As a result,
attention to formulae for this purpose has largely been considered a
last resort when names are either lacking or otherwise unidentifiable.
In the many cases where witnesses have been omitted from cartulary
copies, editors have been satisfied to ascribe such terms as ``early'',
``middle'' or ``late'' to charters of the twelfth and thirteenth
centuries, or to apply date ranges extending over more than half a
century.(38) One may well question the value to the historical record of
a document that is assigned to such a broad space of time.
The reluctance to develop Stenton's examination of charter formulae
for dating purposes can be attributed only in part to the increasing
availability of identifiable names. It can also be explained by the
assumption, promoted by Stenton himself, that formulae, once
established, were immutable. He speaks of clerks working out ``a common
form of set phrases,'' and concludes by extolling ``the victory of
common form ... over the forces of social division which were inherent
in feudalism.''(39) Writing more than seventy years later, Michael Clanchy
refers to the ``set phraseology'' apparent in charters describing the
conveyancing of property.(40) It is this conviction that has led many
English historical societies involved in the publication of records,
ostensibly for economic reasons, to encourage their editors to calendar
the content of thirteenth-century charters, particularly their formulaic
content, if they can be attributed to the period post-1250.(41) Some
editors calendar from as early as 1200,(42) or the end of the reign of King
John,(43) while still others calendar everything.(44) Statements to the
effect that ``witness lists and most dating clauses have been given in
full'' attempt to reassure the reader;(45) as though witness lists were
infallible.
The practice of calendaring undated English charters deprives the
historian of the most secure evidence for dating that such documents can
provide, namely vocabulary, phrases, formulae and syntax. Contrary to
popular assumption, the forms and phrases of medieval charters were
never ``set''. The content of such records certainly became
progressively more formulaic during the course of the twelfth and
thirteenth centuries, and thereafter, but the formulae exhibited an
enormous variety in and of themselves which changed over time.(46) Not
only did the formulae change, but so also did the syntax in which they
were written. Frequently enough, these modifications reflected the
social, political and economic context in which a given document was
produced, but there is also evidence of stylistic preferences being
current at a particular time, not to mention styles which can be
attributed to individual scribes. The language, form and content of the
medieval charter can thus be seen to be in constant flux, so much so in
fact that when looked at as a whole and compared with other similar
documents, the make-up of a given charter can provide an accurate
indication of its date. It can be shown by means of electronic sorting
that each word and string of words in context has its unique
chronological pattern or ``fingerprint''. Taken together, a document's
fingerprints can determine its date.
The evidence for contextual dating appearing here is provided by a database of words and phrases derived from the nearly twelve hundred Essex entries in the great Hospitaller Cartulary of 1442.(47) The database makes it immediately clear that words, phrases and formulae remained in circulation for varying periods of time. Some appeared infrequently over long intervals, flourished during a decade or over several generations, and slowly disappeared. Others began and ended abruptly and yet were current for the full extent of their duration. Many occurred over the entire 250-year period covered by the entries in the Hospitaller Cartulary and consequently proved of no use in the dating process. All of them bear their unique patterns of ocurrence, made visible on chronological bar charts. Examples of these, appearing below, may be compared to the chronological distribution of documents which make up the database (fig. 1).
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Four major stages in the development of charter diplomatic can be identified in the Hospitallers' Essex archive up to the end of the thirteenth century. The first stage started c. 1145 with the beginning of the Essex record, and continued until the mid-thirteenth century and occasionally to the last quarter. The second, which began c. 1225 and flourished until the last decade of the century, is characterized by the highly egocentric vocabulary of what may be termed the golden age of subinfeudation. The third sees the changes wrought by the passage in 1279 of the Statute of Mortmain, by which royal licence was required before property could be transferred to religious houses. Lastly, the effect of the passage in 1290 of the statute Quia Emptores, which was intended to restrict subinfeudation, put an end to much of the language of feudal dependency. Other less prominent groupings are reflected in what follows.
The use of words, phrases and formulae as a dating mechanism is often grammar dependent; that is, they may occur over centuries, but only for a short period in a particular syntax. Among individual words appearing in the first, twelfth-century stage are `ciminum' (all forms) current from c.(48) 1160 to 1290, with a final occurrence in 1309; `confirmacionem', 1160 to 1235; `donum', 1150-1255; `mansura', 1160-90; `nominatim', 1120-1245; `obolum', 1200-95, and only twice thereafter, in 1309 and 1342; `propinquius' (all forms) 1175-1285; `querela' (all forms), 1150-1269; `resignare' (all forms), 1185-1262; `sciendum', 1200-60; and `in sempiternum', rather than the more common `in perpetuum', only once postdates the twelfth century. In the second stage are `accidere', 1225-90; `appellantur', 1225-45; `chiroteca' (all forms), 1225-81; `distringere' and `exire', and `percipere' (all forms), from 1230; `pastura chemini/vie', 1220-50; `piper' (all forms), 1225-90 and once in 1309; `provenire' (all forms), 1230-95; `solvere', from 1230; `pure/purius', 1230-90. Other words and expressions first used during this period include `ad cariandum et fugandum', from 1245; `assensu et voluntate', 1240-1353; `chacea' and `confrater', from 1250; `herbagium', 1260-1309; `relicta', from 1240; `sicut predictum/prenominatum est', 1225-90; and, as an alternative to `pertinentibus', `spectantibus', 1225-1386.
Modifications to charter terminology are equally apparent in every part of the document from the address to the sealing clause. Forms of address limited to the twelfth century include `matris ecclesie filiis presentibus et futuris', 1150-95, with one occurrence c. 1235; `notum sit vobis quod ego/nos pro salute mea/nostra', 1155-96; `omnibus hominibus suis et amicis [Francis et Anglicis]', 1165-90; `sancte Dei ecclesie filiis', 1165-1200. Some extend into the following century: `omnibus sancte matris ecclesie', 1150-1265 (fig. 2); `presentibus et futuris salutem', 1145-1230; `sciant tam presentes quam futuri', 1150-1240. The thirteenth century, especially the second quarter, establishes new formulae: `noveritis me', 1210-1375; `omnibus Christi fidelibus', from 1225 (fig. 2); `omnibus hoc scriptum', 1230-80; `universis sancte matris ecclesie filiis ad quos presens scriptum pervenerit', 1225-85. The salutation `salutem in Domino' first occurs c. 1185, but it is rare before c. 1230 and falls off sharply from c. 1260 to a final occurrence in 1377.
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